Who We Are
Knut A. Rostad
Knut A. Rostad, AIF®, is the regulatory and compliance officer at Rembert Pendleton Jackson. As the firm's compliance officer, Rostad is responsible for ensuring adherence to the Investment Advisers Act of 1940, other federal securities laws, and shaping the Code of Ethics and policies and procedures that comprise a leading industry compliance program. Rostad has represented the firm in numerous initiatives over the years to advance fiduciary status as the industry standard. He has done so before the SEC, and in Congress and has written articles and been quoted in trade and business publications.
Rostad is a founder of The Committee for the Fiduciary Standard. He served on the Financial Planning Association Government Relations Committee, "Best Practices" Task Force Panel in 2008. He has spoken at industry conferences on fiduciary and privacy issues facing compliance officers. Rostad is an Associate at The Center for Business Ethics at Bentley College, and member of the Society of Corporate Compliance & Ethics.
Rostad earned a BA in Political Science at the University of Vermont and an MBA from the Norwegian School of Management. He is also an Accredited Investment Fiduciary (AIF®) with the Center for Fiduciary Studies, Pittsburgh.
Contact Knut at: kar@rpjadvisors.com